-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4M2w4S/64EH7nZHver/5a4somAmJ7JeK4g1jTNgZjTFbqthT9uSamh5d+nwF2Ru isQwj6oXzUeOXNaH5RUJiQ== 0000950135-01-000319.txt : 20010209 0000950135-01-000319.hdr.sgml : 20010209 ACCESSION NUMBER: 0000950135-01-000319 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010208 GROUP MEMBERS: BOTHE STEFAN R GROUP MEMBERS: JENNIFER V. CHENG GROUP MEMBERS: STEFAN R. BOTHE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLEXIINTERNATIONAL SOFTWARE INC/CT CENTRAL INDEX KEY: 0001015464 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061309427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52727 FILM NUMBER: 1528973 BUSINESS ADDRESS: STREET 1: 2 ENTERPRISE DRIVE CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 2039253040 MAIL ADDRESS: STREET 1: TWO ENTERPRISE DRIVE CITY: SHELTON STATE: CT ZIP: 06484 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOTHE STEFAN R CENTRAL INDEX KEY: 0001054410 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O FLEXIINTERNATIONAL SOFTWARE INC STREET 2: TWO ENTERPRISES DR CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 2039253040 MAIL ADDRESS: STREET 1: FLEXIINTERNATIONAL SOFTWARE INC STREET 2: TWO ENTERPRISE DR CITY: SHELTON STATE: CT ZIP: 06484 SC 13G/A 1 b38251fisc13ga.txt FLEXIINTERNATIONAL SOFTWARE INC 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* FLEXIINTERNATIONAL SOFTWARE, INC. -------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE -------------------------------------------------------------------------- (Title of Class of Securities) 338923 10 5 -------------------------------------------------------------------------- (CUSIP Number) NOT APPLICABLE -------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ---------------------- ----------------- CUSIP No. 338923 10 5 SCHEDULE 13G Page 1 of 5 pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) STEFAN R. BOTHE - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. CITIZEN - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,270,696 (1) NUMBER OF ------------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY NONE OWNED BY ------------------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,270,696 (1) PERSON ------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,270,696 (1) - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.0% (AS OF DECEMBER 31, 2000) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (1) INCLUDES, PURSUANT TO RULE 13d-3, 66,668 SHARES SUBJECT TO OPTIONS EXERCISABLE WITHIN 60 DAYS AFTER DECEMBER 31, 2000. EXCLUDES, PURSUANT TO RULE 13d-4, 585,750 SHARES BENEFICIALLY OWNED BY JENNIFER V. CHENG, MR. BOTHE'S SPOUSE, WITH RESPECT TO WHICH MR. BOTHE DISCLAIMS BENEFICIAL OWNERSHIP. 3 - ----------------------- ----------------- CUSIP No. 338923 10 5 SCHEDULE 13G Page 2 of 5 pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) JENNIFER V. CHENG - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. CITIZEN - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 585,750 (2) -------------------------------------------------------------- NUMBER OF 6. SHARED VOTING POWER SHARES NONE BENEFICIALLY -------------------------------------------------------------- OWNED BY 7. SOLE DISPOSITIVE POWER EACH 585,750 (2) REPORTING -------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER NONE - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 585,750 (2) - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.3% (AS OF DECEMBER 31, 2000) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- (2) INCLUDES, PURSUANT TO RULE 13d-3, 44,500 SHARES SUBJECT TO OPTIONS EXERCISABLE WITHIN 60 DAYS AFTER DECEMBER 31, 2000 AND 5,000 SHARES HELD BY CHENG ASSOCIATES, A LIMITED PARTNERSHIP OF WHICH MS. CHENG IS THE GENERAL PARTNER. EXCLUDES, PURSUANT TO RULE 13d-4, 1,270,696 SHARES BENEFICIALLY HELD BY STEFAN R. BOTHE, MS. CHENG'S SPOUSE, WITH RESPECT TO WHICH MS. CHENG DISCLAIMS BENEFICIAL OWNERSHIP. 4 - ----------------------- ----------------- CUSIP No. 338923 10 5 SCHEDULE 13G Page 3 of 5 pages - -------------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER: FLEXIINTERNATIONAL SOFTWARE, INC. - -------------------------------------------------------------------------------- ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: TWO ENTERPRISE DRIVE SHELTON, CONNECTICUT 06484 - -------------------------------------------------------------------------------- ITEM 2(a). NAME OF PERSONS FILING: STEFAN R. BOTHE JENNIFER V. CHENG - -------------------------------------------------------------------------------- ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: C/O FLEXIINTERNATIONAL SOFTWARE, INC., TWO ENTERPRISE DRIVE, SHELTON, CONNECTICUT 06484 - -------------------------------------------------------------------------------- ITEM 2(c). CITIZENSHIP: U.S. CITIZEN (AS TO BOTH REPORTING PERSONS) - -------------------------------------------------------------------------------- ITEM 2(d). TITLE OF CLASS OF SECURITIES: COMMON STOCK, PAR VALUE $0.01 PER SHARE - -------------------------------------------------------------------------------- ITEM 2(e). CUSIP NUMBER: 338923 10 5 - -------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). - -------------------------------------------------------------------------------- 5 ' - ----------------------- ----------------- CUSIP No. 338923 10 5 SCHEDULE 13G Page 4 of 5 pages - -------------------------------------------------------------------------------- ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: STEFAN R. BOTHE............................1,270,696 JENNIFER V. CHENG............................585,750 (b) Percent of Class: STEFAN R. BOTHE............................1,270,696 JENNIFER V. CHENG............................585,750 (c) Number of shares as to which such person has: STEFAN R. BOTHE ---------------- (i) Sole power to vote or to direct the vote 1,270,696 (3) ---------------- (ii) Shared power to vote or to direct the vote NONE ---------------- (iii) Sole power to dispose or direct the disposition of 1,270,696 (3) ---------------- (iv) Shared power to dispose or direct the disposition of NONE ---------------- JENNIFER V. CHENG ---------------- (i) Sole power to vote or to direct the vote 585,750 (4) ---------------- (ii) Shared power to vote or to direct the vote NONE ---------------- (iii) Sole power to dispose or direct the disposition of 585,750 (4) ---------------- (iv) Shared power to dispose or direct the disposition of NONE ---------------- - -------------------------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE. - -------------------------------------------------------------------------------- (3) INCLUDES, PURSUANT TO RULE 13d-3, 66,668 SHARES SUBJECT TO OPTIONS EXERCISABLE WITHIN 60 DAYS AFTER DECEMBER 31, 2000. EXCLUDES, PURSUANT TO RULE 13d-4, 536,250 SHARES BENEFICIALLY OWNED BY JENNIFER V. CHENG, MR. BOTHE'S SPOUSE, AS TO WHICH MR. BOTHE DISCLAIMS BENEFICIAL OWNERSHIP. (4) INCLUDES, PURSUANT TO RULE 13d-3, 44,500 SHARES SUBJECT TO OUTSTANDING OPTIONS EXERCISABLE WITHIN 60 DAYS OF DECEMBER 31, 1999 AND 5,000 SHARES HELD BY CHENG ASSOCIATES, A LIMITED PARTNERSHIP OF WHICH MS. CHENG IS THE GENERAL PARTNER. EXCLUDES, PURSUANT TO RULE 13d-4, 1,270,696 SHARES BENEFICIALLY OWNED BY STEFAN R. BOTHE, MS. CHENG'S SPOUSE, AS TO WHICH MS. CHENG DISCLAIMS BENEFICIAL OWNERSHIP. 6 - ---------------------- ----------------- CUSIP No. 338923 10 5 SCHEDULE 13G Page 5 of 5 pages - -------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. NOT APPLICABLE. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 10. CERTIFICATIONS. NOT APPLICABLE. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 2001 ------------------------------------------ (Date) /s/ Stefan R. Bothe ------------------------------------------ (Signature) Stefan R. Bothe, CEO and Chairman ------------------------------------------ (Name/Title) February 8, 2001 ------------------------------------------ (Date) /s/ Jennifer V. Cheng ------------------------------------------ (Signature) Jennifer V. Cheng, Director ------------------------------------------ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----